| Compliance Manager | Friends Life £63,504 - £79,380 | Großbritannien-London | 29 Mar 12 |
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You will proactively advise, support and challenge both senior management and the business in regulatory risk ...
| Compliance Monitoring - Asset Management | Robert Walters £40-60k fixed term contract | Großbritannien-London | 19 Mar 12 |
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Our client, a global financial services provider, is looking for a compliance professional with proven risk-ba...
| Case Assessor | Randstad Financial and Professional £22500 per annum | Großbritannien-London | 20 Feb 12 |
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The role of the Financial Ombudsman Service is to resolve individual disputes between consumers and financial ...
| Compliance Division Securities Associate/VP | Goldman Sachs RW Competitive | Großbritannien-London | 04 Jan 12 |
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Based on the London trading floor, will work as part of the European Securities Division Compliance Team to co...
| Derivatives Clearing Lawyer, Sales & Trading Legal Team | Goldman Sachs Competitive | Großbritannien-London | 04 Jan 12 |
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Goldman Sachs in London is seeking a lawyer to join its Sales & Trading Legal Group in London. The primary fo...
| Energy Commodities Compliance Manager | Robert Walters Associates Inc Competitive | USA-CT-Stamford | 22 May 12 |
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Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...
| Assistant Controller - Broker Dealer | The Bachrach Group, Ltd commensurate w/ experience | USA-NY-New York City | 22 May 12 |
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Our client is highly reputable top tier International Investment Bank currently seeking an Assistant Controlle...
| Compliance Officer - Possible CCO | Hold Brothers Capital, LLC TBD | USA-NY-New York City | 22 May 12 |
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International Day Trading Firm is seeking a Compliance Officer to oversee our trading teams, monitor firm ri...
| Regulatory Compliance (Consumer Compliance/AML/Broker Dealer/Asset Mgmt) Mgrs and Sr. Mgrs needed for Global Advisory Firm | Mindstaff open | USA-NY-New York City | 22 May 12 |
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Effectively manage and motivate client engagement teams in with diverse skills and backgrounds. Consiste...
| Compliance Director | JCW $150,000 - $250,000 Basic + Bonus | USA-NY-New York City | 21 May 12 |
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International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...
| CRA Officer | Hudson City Savings Bank Based on experience | USA-NJ-Hackensack | 21 May 12 |
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Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...
| Compliance Specialist | Investment Placement Group (IPG) Competitive | USA-CA-San Diego | 21 May 12 |
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Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...
| Global IT Compliance Leader | AIG NA | USA-TX-Houston | 21 May 12 |
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| Vice President | AIG NA | USA-NY-New York City | 21 May 12 |
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| Attorney - Top Asset Manager | Nicht veröffentlicht Strong | USA-NY-New York City | 21 May 12 |
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We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...
| Senior Compliance VP/Associate - Top Fund/Asset Manager | Nicht veröffentlicht Very Competitive | USA-NY-New York City | 21 May 12 |
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We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...
| VP - Research Compliance | Michael Page International Competitive Package | USA-NY-New York City | 21 May 12 |
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Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...
| Vice President - Corporate & Funds Attorney | Michael Page International Up to $250K Base + Bonus & Benefits | USA-NY-New York City | 21 May 12 |
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Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...
| Head of Financial Controls | Borden Dairy Competitve | USA-TX-Dallas | 21 May 12 |
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The company has recently grown through acquisitions to $2 billion revenue. The Accounting and Finance team ha...
| Market Regulation Analyst | Robert Half Financial Service Group 130K + bonus | USA-NY-New York City | 21 May 12 |
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Robert Half Financial Services specializes in the placement of professionals with top companies in the market....
| Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision | Federal Reserve Bank not disclosed | USA-NY-New York City | 21 May 12 |
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See job description below
| Compliance Officer | Federal Home Loan Bank of New York Neg | USA-NY-New York City | 21 May 12 |
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Manages all aspects of Complicance Division including operational and compliance risk management activities, ...
| Mutual Fund Attorney | Michael Page International Attractive base salary plus bonus | USA-NY-New York City | 21 May 12 |
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Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...
| CCO Derivatives Compliance - Dodd Frank | Michael Page International Competitive Salary, Bonus and Benefits | USA-NY-New York City | 21 May 12 |
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This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...
| VP, Compliance, Marketing Material | Nicht veröffentlicht Base Salary Plus Bonus | USA-NY-New York City | 21 May 12 |
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A top-tier investment management firm is currently looking to hire a VP, Compliance, Marketing Material who wi...
| Senior Business Analyst (Dodd-Frank) - Investment Banking | Hatstand Competitive | USA-NY-New York City | 21 May 12 |
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Senior Business Analyst with Dodd-Frank (NY/NJ): Business systems analyst with at least 7 years functional exp...
| Director of Product Risk | Comprehensive Recruiting Open | USA-NY-New York City | 21 May 12 |
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The Product Director oversees and resolves issues relating to Markt Risk exposures.
| VP - Investment Adviser Testing & Monitoring | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 21 May 12 |
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Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...
| VP, Administrative Manager | The Forum Group Base salary, bonus and benefits. | USA-CT-Stamford | 21 May 12 |
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The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...
| AVP / VP Fixed Income Sales & Trading Advisory | The Forum Group Base salary, bonus and benefits. | USA-NY-New York City | 21 May 12 |
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The candidate will be primarily responsible for providing compliance advisory support to the Rates Sales & Tra...