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Compliance Manager Friends Life £63,504 - £79,380 Großbritannien-London 29 Mar 12

You will proactively advise, support and challenge both senior management and the business in regulatory risk ...

Compliance Monitoring - Asset Management Robert Walters £40-60k fixed term contract Großbritannien-London 19 Mar 12

Our client, a global financial services provider, is looking for a compliance professional with proven risk-ba...

Case Assessor Randstad Financial and Professional £22500 per annum Großbritannien-London 20 Feb 12

The role of the Financial Ombudsman Service is to resolve individual disputes between consumers and financial ...

Compliance Division Securities Associate/VP Goldman Sachs RW Competitive Großbritannien-London 04 Jan 12

Based on the London trading floor, will work as part of the European Securities Division Compliance Team to co...

Derivatives Clearing Lawyer, Sales & Trading Legal Team Goldman Sachs Competitive Großbritannien-London 04 Jan 12

Goldman Sachs in London is seeking a lawyer to join its Sales & Trading Legal Group in London. The primary fo...

Energy Commodities Compliance Manager Robert Walters Associates Inc Competitive USA-CT-Stamford 22 May 12

Our client, a large diversified commodities trading firm, is seeking an Energy Commodities Compliance Manager ...

Assistant Controller - Broker Dealer The Bachrach Group, Ltd commensurate w/ experience USA-NY-New York City 22 May 12

Our client is highly reputable top tier International Investment Bank currently seeking an Assistant Controlle...

Compliance Officer - Possible CCO Hold Brothers Capital, LLC TBD USA-NY-New York City 22 May 12

International Day Trading Firm is seeking a Compliance Officer to oversee our trading teams, monitor firm ri...

Regulatory Compliance (Consumer Compliance/AML/Broker Dealer/Asset Mgmt) Mgrs and Sr. Mgrs needed for Global Advisory Firm Mindstaff open USA-NY-New York City 22 May 12

Effectively manage and motivate client engagement teams in with diverse skills and backgrounds.   Consiste...

Compliance Director JCW $150,000 - $250,000 Basic + Bonus USA-NY-New York City 21 May 12

International Insurance firm - Director level position - Immediate Interviews and start - Solid career progres...

CRA Officer Hudson City Savings Bank Based on experience USA-NJ-Hackensack 21 May 12

Develops, implements, and monitors community relations programs within designated areas to enhance the Bank's ...

Compliance Specialist Investment Placement Group (IPG) Competitive USA-CA-San Diego 21 May 12

Investment Placement Group founded in 1983, is a highly specialized broker dealer and investment advisor with ...

Global IT Compliance Leader AIG NA USA-TX-Houston 21 May 12

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Vice President AIG NA USA-NY-New York City 21 May 12

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Attorney - Top Asset Manager Nicht veröffentlicht Strong USA-NY-New York City 21 May 12

We're a top performing, rapidly growing asset management firm in NYC - seeking an attorney on our Compliance T...

Senior Compliance VP/Associate - Top Fund/Asset Manager Nicht veröffentlicht Very Competitive USA-NY-New York City 21 May 12

We're a top performing, rapidly growing macro fund/asset manager in Manhattan and are seeking an energetic, ex...

VP - Research Compliance Michael Page International Competitive Package USA-NY-New York City 21 May 12

Reporting directly to the Chief Compliance Officer, this is an opportunity to join a leading financial service...

Vice President - Corporate & Funds Attorney Michael Page International Up to $250K Base + Bonus & Benefits USA-NY-New York City 21 May 12

Our client is one of the world's leading investment and advisory firms. They are looking for an Attorney t...

Head of Financial Controls Borden Dairy Competitve USA-TX-Dallas 21 May 12

The company has recently grown through acquisitions to $2 billion revenue. The Accounting and Finance team ha...

Market Regulation Analyst Robert Half Financial Service Group 130K + bonus USA-NY-New York City 21 May 12

Robert Half Financial Services specializes in the placement of professionals with top companies in the market....

Legal and Compliance Risk Examiner (AML Specialist) - Financial Institution Supervision Federal Reserve Bank not disclosed USA-NY-New York City 21 May 12

See job description below

Compliance Officer Federal Home Loan Bank of New York Neg USA-NY-New York City 21 May 12

Manages all aspects of Complicance Division including operational and compliance risk management activities, ...

Mutual Fund Attorney Michael Page International Attractive base salary plus bonus USA-NY-New York City 21 May 12

Our client is looking for a Mutual Fund Attorney with in-depth knowledge of the Investment Company Act of 1940...

CCO Derivatives Compliance - Dodd Frank Michael Page International Competitive Salary, Bonus and Benefits USA-NY-New York City 21 May 12

This is a fantastic opportunity to join a leading mid sized financial services institution in a newly created ...

VP, Compliance, Marketing Material Nicht veröffentlicht Base Salary Plus Bonus USA-NY-New York City 21 May 12

A top-tier investment management firm is currently looking to hire a VP, Compliance, Marketing Material who wi...

Senior Business Analyst (Dodd-Frank) - Investment Banking Hatstand Competitive USA-NY-New York City 21 May 12

Senior Business Analyst with Dodd-Frank (NY/NJ): Business systems analyst with at least 7 years functional exp...

Director of Product Risk Comprehensive Recruiting Open USA-NY-New York City 21 May 12

The Product Director oversees and resolves issues relating to Markt Risk exposures.

VP - Investment Adviser Testing & Monitoring The Forum Group Base salary, bonus and benefits. USA-NY-New York City 21 May 12

Our client, a global investment bank has an opportunity focused on Monitoring, Surveillance & Testing within t...

VP, Administrative Manager The Forum Group Base salary, bonus and benefits. USA-CT-Stamford 21 May 12

The Role of the Administrative Manager is to implement and ensure that internal and external policies and proc...

AVP / VP Fixed Income Sales & Trading Advisory The Forum Group Base salary, bonus and benefits. USA-NY-New York City 21 May 12

The candidate will be primarily responsible for providing compliance advisory support to the Rates Sales & Tra...

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